Template · 6 min

Workflow SOP Template

A standard operating procedure shell for AI-assisted workflows — the fields examiners actually look at: inputs, prompt boundary, review step, escalation path.

For: Compliance officers and process owners

Section 1 of 1

What this SOP enforces

This template is structured. The working copy is being finalized by our subject-matter editors — directionally accurate today, refined shortly.

Inputs the AI tool is allowed to see — and the inputs that must be excluded.
The prompt boundary: what the staff member is allowed to ask the tool to do.
The human review step that gates any externally visible action.
The escalation path when the AI output is uncertain or out of scope.

Compliance Officer Playbook

The artifact is the start. The course is where it sticks.

Use this template, then walk through the practice loop in the AiBI-Foundation course — the same prompts, with reviewed work you can take to your team.

Start your Compliance Officer path Back to the playbook